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Showing 92 to 101 of 152 search results for benefit pension holdings to defined contribution pensions.

  1. Fines

    Table of fines with links to further information.

  2. Pension Wise standards: changes for secondary annuity market guidance: CP16/22

    Consultation papers Published: 06/09/2016 Last modified: 17/08/2021
    The FCA are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

  3. Defined Benefit (DB) transfers – further update on our work

    Multi-firm reviews Published: 05/06/2020 Last modified: 24/08/2020
    We set out further findings from our assessment of the suitability of defined benefit (DB) transfer advice, as part of a package of measures to improve standards in this area.

  4. Stress testing for human beings

    Speeches Published: 27/09/2019 Last modified: 27/09/2019
    Speech by Charles Randell, Chair of the FCA, delivered at the Gleneagles Pensions & Savings Symposium.

  5. Update on the FCA’s work on retirement income

    News stories Published: 06/06/2014 Last modified: 09/06/2014
    The Government announced that it will legislate to allow, from April 2015, individuals from the age of 55 greater freedom as to how they access their Defined Contribution pension pot. ... Purchase an annuity or alternative retirement income product. Take

  6. Two individuals face bans and £1.3m fine for pension transfer advice failings

    Press Releases Published: 01/09/2023 Last modified: 01/09/2023
    The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process.

  7. FCA launches High Court proceedings against Paul Steel and Jacqueline Foster

    Press Releases Published: 09/02/2021 Last modified: 04/07/2023
    The FCA has commenced civil proceedings in the High Court against Paul Steel and Jacqueline Foster. 

  8. FCA bans Lee Morgan for British Steel Pension Scheme advice failings

    Press Releases Published: 28/06/2023 Last modified: 28/06/2023
    The FCA has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. 

  9. Regulatory and consumer bodies welcome review of pension scheme communications provided to steel workers

    Statements Published: 22/01/2019 Last modified: 22/01/2019
    The Financial Conduct Authority (FCA), The Pensions Regulator (TPR) and The Single Financial Guidance Body (SFGB) today welcomed an independent review by Caroline Rookes into communications and support provided to British Steel Pension Scheme (BSPS)

  10. Key findings on our recent work on pension transfer advice

    Multi-firm reviews Published: 06/12/2018 Last modified: 06/12/2018
    Pension transfers have been a priority for us throughout 2018. Our work has focussed in particular on those firms most active in the market. We have also looked more closely into some firms based on intelligence (for example whistleblowing) we

  11. Pensions and long-term retirement saving: a macroeconomic perspective

    Speeches Published: 16/09/2016 Last modified: 16/09/2016
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the 24th Pensions and Savings Symposium.