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Showing 21 to 30 of 35 search results for banco.

21. BBVA Trade (Clone of EEA authorised firm)

    Warnings Published: 05/01/2021 Last modified: 21/06/2021
    BBVA Trade (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

22. Firm-level complaints data sortable table: 2023 H2

    Data Published: 28/04/2022 Last modified: 25/04/2024
    The data relates includes data from firms that report 500 or more complaints within this six month reporting period, or 1,000 or more for an annual reporting period.

23. Temporary permissions regime (TPR) data: solo-regulated firms

    Data Published: 29/01/2024 Last modified: 29/01/2024
    This page provides a data summary of the firms under the temporary permissions regime (TPR).

24. Agreements with overseas regulators

    About us How we regulate Last modified: 15/01/2024
    Multilateral and bilateral Memoranda of Understanding (MoUs) and other agreements signed by the FCA.

25. FCA appoints new Director of Enforcement and Market Oversight and Director of Risk

    Press Releases Published: 05/06/2015 Last modified: 08/11/2016
    Mark Steward is currently the head of enforcement at the Hong Kong Securities and Futures Commission, and Barbara Frohn is Managing Director of Banco Santander and currently on secondment to the

26. Temporary restriction in short selling

    Statements Published: 18/03/2016 Last modified: 18/03/2016
    Details of the Financial Instruments concerned: Banco Popolare (ISIN: IT0005002883). This measure is effective from immediately on 18 March 2016 until 23:59 on 18 March 2016.

27. Temporary ban on net short positions by CNMV and CONSOB

    News stories Published: 18/03/2020 Last modified: 19/03/2020
    The FCA notifies that it temporarily prohibits short selling in the following instruments under Articles 23 (1) and 26 (4) of Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012. This page details the

28. Temporary restriction in short selling

    Statements Published: 16/07/2014 Last modified: 13/03/2017
    This follows a decision made by another EU Competent Authority. Details of the Financial Instrument concerned: Banco Espírito Santo, S.A.

29. Temporary restriction in short selling

    Statements Published: 11/07/2014 Last modified: 13/03/2017
    This follows a decision made by another EU Competent Authority. Details of the Financial Instrument concerned: Banco Espírito Santo, S.A.

30. Temporary restriction in short selling

    Statements Published: 01/07/2014 Last modified: 13/03/2017
    Banco Espírito Santo, S.A. (ISIN: PTBES0AM0007) and. Espírito Santo Financial Group, S.A.