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Showing 121 to 130 of 507 search results for availability of pensions guidance.

  1. FCA outlines rules for secondary annuity market

    Press Releases Published: 21/04/2016 Last modified: 27/04/2016
    The rules and guidance aim to balance the need to support this new market with protecting consumers. ... seek regulated financial advice or guidance from Pension Wise.Firms will also be required to recommend that sellers shop around.

  2. Support for automated models

    Firms Published: 27/03/2022 Last modified: 10/02/2023
    If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you.

  3. British Steel Pension Scheme: Tools for firms

    Tasks for firms Published: 28/02/2023 Last modified: 26/09/2023
    The FCA rules require firms to assess any advice they gave to BSPS members to transfer out and pay redress if it was unsuitable and caused the consumer a loss. Find out more about the tools firms need to use and read the supporting documents.

  4. Robo Advice: an FCA perspective

    Speeches Published: 02/11/2017 Last modified: 02/11/2017
    Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA

  5. FCA proposes reforms to the availability of information in the UK equity IPO process

    Press Releases Published: 01/03/2017 Last modified: 11/04/2024
    The FCA is proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process.

  6. Regulating Financial Promotions and Adverts

    Tasks for firms Published: 04/05/2015 Last modified: 22/11/2023
    Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.

  7. Guide to the regulation of workplace defined contribution pensions [pdf]

    Finalised guidance Published: 21/03/2014 Last modified: 03/08/2016
    We have jointly developed this guide with The Pensions Regulator to provide an overview of how workplace defined contribution (DC) pensions are regulated to protect the interests of consumers.

  8. Financial Lives 2022 survey

    Financial Lives Published: 26/07/2023 Last modified: 20/03/2024
    Find out more about the Financial Lives 2022 survey including the FCA's published reports and data. 

  9. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  10. PS17/23: Reforming the availability of information in the UK equity IPO process

    Policy statements Published: 01/03/2017 Last modified: 26/10/2017
    We are setting out a package of measures intended to improve the range, quality and timeliness of information that is available to investors during the UK equity IPO process.