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Showing 731 to 740 of 1199 search results for asset management study.

  1. UK Recovery Resolution Directive: key elements

    Tasks for regulated firms Published: 24/05/2016 Last modified: 10/02/2023
    The FCA provides information on 3 key elements: preparation, early intervention and resolution, that make up UK Recovery Resolution Directive

  2. Green Horizon Summit: Rising to the Climate Challenge

    Speeches Published: 09/11/2020 Last modified: 12/11/2020
    Nikhil Rathi Speech, Green Horizon Summit: Rising to the Climate Challenge

  3. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Smart Lenders LLC (clone of FCA authorised firm)

    Warnings Published: 30/09/2015 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  5. Information on LTAF applications - July 2022

    FOI Release Date of Release: 27/07/2022
    The FCA provides information on Information on ELTIF and LTAF applications/authorisations since 2015.

  6. The FCA and the Future of Retail Banking

    Speeches Published: 26/11/2013 Last modified: 04/11/2019
    Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. The Consumer Credit landscape today

    Speeches Published: 27/02/2018 Last modified: 27/02/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Finance & Leasing Association (FLA).

  8. Aberdeen Asset Managers and Aberdeen Fund Management fined £7.2 million for failing to protect client money

    Press Releases Published: 03/09/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited (Aberdeen) £7,192,500 for failing to identify, and therefore properly protect, client money placed in Money Market Deposits (MMDs)

  9. Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm)

    Warnings Published: 01/03/2021 Last modified: 12/05/2021
    Nordea Asset Management / Nordea Bank Bond Investments (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing

  10. Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm)

    Warnings Published: 09/06/2020 Last modified: 19/11/2021
    Standard Chartered Bank / Standard Chartered Asset Management / Standard Chartered Bonds (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out