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Showing 61 to 70 of 3738 search results for applications to register.

  1. Variations of Part 4A Permissions help: Connect

    Tasks for regulated firms Published: 04/05/2016 Last modified: 05/11/2020
    Useful points to note before logging on to Connect.
  2. List of EEA market operators applying to become a recognised overseas investment exchange (ROIE)

    Statements Published: 30/01/2019 Last modified: 29/12/2020
    In September 2018, we published a direction (PDF) that clarified how market operators (as defined by MiFID II) from the European Economic Area (EEA) can apply to become a recognised overseas investment exchange (ROIE). This would enable EEA market
  3. Mortgage advice

    Know your rights Published: 04/04/2016 Last modified: 03/09/2020
    When you apply for a mortgage, you might speak to a mortgage adviser, or you might research your own deal. Find out what each approach means for you.
  4. Apply for a waiver or modification

    Tasks for regulated firms Published: 08/05/2015 Last modified: 06/08/2020
    Here we explain how to apply for a waiver or modification of Handbook rules.
  5. AIFMD small authorised registration form [doc]

    Forms Published: 12/07/2013 Last modified: 16/11/2018
    Application for entry on register for small registered UK Alternative Investment Funds Managers (AIFM).
  6. How we process authorised fund applications

    Tasks for regulated firms Published: 11/05/2015 Last modified: 13/11/2020
    Find out how we process applications for fund authorisation, or to amend or wind up an authorised fund.
  7. National private placement regime (NPPR)

    Investment managers Published: 27/05/2016 Last modified: 31/12/2020
    The NPPR allows some Alternative Investment Fund Managers (AIFMs) to market certain categories of Alternative Investment Funds (AIFs) in the UK in accordance with the UK AIFM Regulations.
  8. Privacy notice

    Last modified: 18/12/2020
    Our privacy notice explains how and why we use your personal data.
  9. Regimes for EEA firms and investment funds that passported into the UK

    Firms Focus areas Published: 31/12/2020 Last modified: 31/12/2020
    There are 2 regimes to help firms and investment funds that previously passported into the UK to either continue operating in the UK or conduct an orderly exit from the UK market.
  10. Credit intermediary firms

    New firm authorisation Published: 29/04/2020 Last modified: 01/10/2020
    A guide on what you need to do before applying to us for authorisation as a credit intermediary firm.