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Showing 51 to 60 of 14773 search results for applications to register as a new.

  1. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

  2. Authorisation and registration application fees

    Firm authorisation Published: 07/08/2017 Last modified: 21/11/2023
    Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

  3. National private placement regime (NPPR)

    Investment managers Published: 26/05/2016 Last modified: 10/02/2023
    Find out more about the NPPR, including the different regulations, how to market under NPPR and reporting obligations.

  4. UK EMIR library

    Markets Markets policy Published: 23/05/2016 Last modified: 12/03/2024
    To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.

  5. Advance applications for credit rating agencies and trade repositories now open

    News stories Published: 07/01/2019 Last modified: 08/01/2019
    As we get closer to the UK’s exit from the EU, we have opened applications for credit ratings agencies and trade repositories looking to offer services in the UK after 29 March 2019.

  6. Innovation Virtual Showcase

    Events Published: 29/10/2020 Last modified: 29/10/2020
    We will be showcasing our range of Innovation services, demonstrating the full range of firm-facing innovation support services we provide, and how best to access our services.

  7. Accessibility statement

    Last modified: 30/06/2023
    Read the accessibility statement for fca.org.uk

  8. Improving the Appointed Representatives regime through greater use of data

    Data Published: 28/09/2023 Last modified: 03/10/2023
    This publication includes data from the FCA's 2021 and 2022 data requests sent to principal firms and authorisation information collected from firms. It also outlines how the FCA is improving the Appointed Representatives’ Regime (AR) regime and

  9. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  10. The FCA and mutual societies

    Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
    Find out about our role in registering mutual societies.