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Showing 151 to 160 of 410 search results for application of MiFID II.
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FCA finds MiFID II research unbundling rules working well for investors
The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
Minutes of the meeting of the MiFID II implementation roundtable [pdf]
From the meeting held on 22 October 2015. -
CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments
We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms. -
Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
Andrew Bailey keynote speech on MiFID II at the European Independent Research Providers Association
Speech by Andrew Bailey, Chief Executive of the FCA, on the Markets in Financial Instruments Directive (MiFID II) at the European Independent Research Providers Association. -
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements
DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements. ... For more information see a timeline of MiFID II implementation and read our pages on MiFID II. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
IFPR reporting, applications and notifications
The FCA provides information on how to submit MIFIDPRU applications and notifications, and information about MIF returns. -
Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.