Search results

Showing 31 to 40 of 15619 search results for application to register.

31. How to register for RegData

    Registers and systems Published: 30/03/2020 Last modified: 13/02/2023
    Find out how to register for RegData and access the system as a principal or firm user.

32. UK EMIR

    Markets Markets policy Published: 23/05/2016 Last modified: 10/01/2023
    The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm.

33. UK AIFM forms

    Firms Investment managers Focus areas Published: 08/06/2016 Last modified: 08/02/2023
    We list the forms UK AIFMs need in order to vary permissions, submit applications, notifications and make other changes.

34. Register Data TechSprint

    Published: 09/11/2023 Last modified: 09/11/2023
    In May 2023, the FCA hosted its TechSprint working with industry participants to better understand how its register data can be structured or utilised to help consumers make more informed financial decisions.

35. Apply to become a consumer investments firm

    Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
    Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

36. Apply to become an electronic money or a payment institution

    Firm authorisation Published: 28/04/2015 Last modified: 22/11/2023
    Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

37. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.

38. Our refusal process

    Firm authorisation Published: 06/09/2023 Last modified: 30/11/2023
    Understand the process if the FCA refuses your application for authorisation.

39. Appointed Representatives help: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out which points you should review before completing an Appointed Representative’s application.

40. Wholesale markets firm applicants

    Firm authorisation Published: 04/07/2023 Last modified: 24/04/2024
    If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.