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Showing 121 to 130 of 408 search results for application of MiFID II.

  1. Minutes of the MiFID II implementation: Trade Association Roundtable, October 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 October 2016.

  2. Minutes of the MiFID II implementation: Trade Association Roundtable, December 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 6 December 2016.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 14 November 2016.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, November 2016 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 22 November 2016.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 23 February 2017.

  6. Minutes of the MiFID II implementation: Trade Association Roundtable, January 2017 [pdf]

    Meeting minutes Published: 31/03/2017
    From the meeting held on 26 January 2017.

  7. Minutes of the MiFID II implementation: Trade Association Roundtable, February 2016 [pdf]

    Meeting minutes Published: 14/03/2016 Last modified: 14/03/2016
    From the meeting held on 22 February 2016.

  8. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

  9. MiFID II Conduct Forum, April 2016: presentation [pdf]

    Systems information Published: 10/05/2016 Last modified: 04/08/2016

  10. MiFID II Occupational Pension Scheme (OPS) Firms [pdf]

    Impact assessments Published: 04/07/2018