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Showing 92 to 101 of 6697 search results for application form to register.

  1. Register Data TechSprint

    Published: 09/11/2023 Last modified: 09/11/2023
    In May 2023, the FCA hosted its TechSprint working with industry participants to better understand how its register data can be structured or utilised to help consumers make more informed financial decisions.
  2. Funeral plan providers and intermediaries

    Funeral plan providers and intermediaries Last modified: 13/03/2023
    The FCA regulates the pre-paid funeral plans sector. See all our resources for firms.
  3. Appointing intermediaries if you’re a funeral plan provider

    Firms Tasks for firms Published: 02/05/2021 Last modified: 01/11/2023
    Find out how to appoint intermediaries to distribute and sell your plans.
  4. Small electronic money institution (small EMI)

    Last modified: 23/08/2019
    Small EMIs can apply to be re-registered from 13 October 2017 and must have submitted their applications before 13 April 2018. ... 3. FCA encourages applications to be correctly completed and submitted as early as possible.
  5. Controller forms needed for authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 09/08/2017
    A ‘controller’ includes any person who holds a certain level of influence over a UK authorised firm, whether directly or indirectly, through ownership rights, such as shareholdings, voting rights or partnership interests. Find the right
  6. Cinven Partners Limited (Clone) (clone of FCA authorised firm)

    Warnings Published: 09/03/2018 Last modified: 21/11/2020
    We have published this statement in order to warn consumers against dealing with unauthorised firms.
  7. Investment Firms Prudential Regime (IFPR)

    Firms Focus areas Published: 28/06/2021 Last modified: 10/04/2024
    The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022.
  8. Business Plan 2024/25

    Business plans Published: 19/03/2024 Last modified: 09/04/2024
    Our Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.
  9. Sensitive business names

    Tasks for firms Published: 13/09/2015 Last modified: 08/05/2024
    See a list of sensitive words relating to financial services and learn how to request our view if you propose to use of any of these terms in your business name.
  10. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    Yes. No. Yes. 1. Authorised EMIs can apply to be re-authorised from 13 October 2017 and must have submitted their applications before 13 April 2018. ... 2. The FCA encourages applications to be correctly completed and submitted as early as possible.