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Showing 81 to 90 of 2493 search results for advice in the pensions.

  1. FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA

    Press Releases Published: 09/05/2019 Last modified: 09/05/2019
    The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward

  2. Final Notice 2023: Susan Mary Jones [pdf]

    Final notices Published: 27/11/2023
    This Final Notice refers to breaches of Principles for Business 2 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £40,888 is being made to the FSCS.

  3. Advice Guidance Boundary Review

    News stories Published: 03/08/2023 Last modified: 03/08/2023
    The FCA sets out the basis for its joint review of the Advice Guidance Boundary with the Treasury.

  4. Hartley Pensions update

    Statements Published: 24/11/2022 Last modified: 27/01/2023
    A communication, sent to pension scheme members, contained factual inaccuracies which may have caused customer concern.

  5. Final Notice 2023: Andrew John Allen [pdf]

    Final notices Published: 13/09/2023
    This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS

  6. Decision Notice 2023: David Brian Price [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed

  7. FCA to host events for British Steel Pension Scheme Members

    Press Releases Published: 07/06/2019 Last modified: 07/06/2019
    The Financial Conduct Authority (FCA) is to host a series of events for British Steel Pension Scheme Members (BSPS). These are designed to provide information for members concerned about the advice they may have received when they transferred their

  8. FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice

    Press Releases Published: 28/09/2023 Last modified: 28/09/2023
    The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services.

  9. Final Notice 2023: Mark Antony Abley [pdf]

    Final notices Published: 26/06/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.

  10. Final Notice 2024: Arthur Jonathan Cobill [pdf]

    Final notices Published: 11/03/2024
    This Final Notice (Arthur Jonathan Cobill) refers to a breach of APER Statement of Principle 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been
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