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Showing 51 to 60 of 2493 search results for advice in the pensions.
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FCA bans Keith Dickinson and Andrew Allen for British Steel Pension Scheme advice failings, with £155k to be paid in compensation
Keith Dickinson and Andrew Allen of Mansion Park Limited (Mansion Park) have been banned from advising customers on pension transfers and pension opt-outs. -
PS18/6: Advising on Pension Transfers
The FCA has published rules on how advice should be provided to consumers on pension transfers where consumers are considering giving up safeguarded benefits. -
PwC report: New redress methodology for pensions transfer advice cases [pdf]
We commissioned PwC to produce a review of the existing methodology used to calculate the levels of redress due in pensions transfer advice cases, and provide recommendations for a new methodology. This provides the findings of this review. -
Transcript: Adviser research and communications advice [pdf]
Transcript of video: Adviser research and communications advice -
FCA bans Simon Hughes for failures in advice given to British Steel Pension Scheme Members
The FCA has banned Simon Hughes of S&M Hughes Limited (in liquidation) from advising customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. -
Information on financial advice firms with permission to conduct pension transfers - March 2020
The FCA provides information on financial advice firms with permission to conduct pension transfers. -
UK EMIR news
Read our archive of news relating to EMIR dating back to August 2013. -
FCA bans Nigel Lewis and Susan Jones for incompetent British Steel Pension Scheme advice
The Financial Conduct Authority (FCA) has banned Nigel Lewis and Susan Jones of West Wales Financial Services Limited (in liquidation) (WWFS) from advising customers on pension transfers and pension opt outs. Mr Lewis has also been banned from -
Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities
The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice. -
Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London.