Search results
Showing 11 to 20 of 1071 search results for advice in the pensions sector.
-
Final Notice 2023: Susan Mary Jones [pdf]
This Final Notice refers to breaches of Principles for Business 2 related to the provision of unsuitable pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £40,888 is being made to the FSCS. -
TPR and FCA: Our strategy for pensions
The Financial Conduct Authority (FCA) and The Pensions Regulator (TPR) are working together on a pensions regulatory strategy, which will set out how we will work together to tackle the key risks facing the pensions sector in the next 5-10 years. -
Final Notice 2024: William Hofstetter [pdf]
This Final Notice (William Hofstetter) refers to a breach of APER Statement of Principle 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. It has been agreed -
Inside FCA Podcast examines how we're regulating a changing pensions sector
Read our story which outlines key elements of the Inside FCA Podcast on regulating the changing pensions landscape -
FCA publishes Decision Notice against financial adviser for pension transfer advice failings
The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services -
PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance
The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer -
Final Notice 2023: Denis Lee Morgan [pdf]
This Final Notice refers to breaches of FIT related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a prohibition and withdrawal of approvals. -
Supervisory correspondence
Find out how the FCA communicates with the firms it supervises. -
Covid-19: savers stay calm and don't rush financial decisions
The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic. -
FCA acts to protect consumers’ pension pots
The FCA is consulting on a package of measures designed to protect consumers, improve engagement and promote competition in the retirement income market.