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Firm notification form (SUP 15)
Regulated firms and Insolvency Practitioners can complete this form to notify the FCA of an event that has occurred or will occur in the foreseeable future. -
Trade repositories
We are the UK regulator of trade repositories (TRs). -
ScamSmart - Avoid investment and pension scams
ScamSmart is a Financial Conduct Authority campaign providing information on how to avoid investment and pension scams. -
Mini-bonds
Find out about mini-bonds and why retail investors should exercise caution when buying them. -
Our refusal process
Understand the process if the FCA refuses your application for authorisation. -
Pension review scams
Be very wary if you are offered a ‘free pension review’ out of the blue and especially if you are then encouraged to move your pension to get better returns or release cash sums. -
Society secretaries
Information for society secretaries, and steps you can take. -
2016 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. -
Eduard Steinbach (Clone of EEA authorised firm)
We have published this statement in order to warn consumers against dealing with unauthorised firms. -
How to register for RegData
Find out how to register for RegData and access the system as a principal or firm user.