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Showing 151 to 160 of 379 search results for We use the complaints data to help assess how well firms.
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Operational Resilience
We set out the requirements of our policy and how to report an operational disruption. -
Using claims management companies
The FCA is the regulator for CMCs in England, Wales and Scotland. The Financial Ombudsman Service has taken over complaints about CMCs. -
Personal data and Financial Lives survey
This privacy notice explains what personal data the FCA collects during the Financial Lives survey and how and why it uses the information as part of its regulatory work. -
Apply to the Regulatory Sandbox
Find out how to apply to test in the Regulatory Sandbox and what happens after you submit your application. -
Review of host Authorised Fund Management firms
We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed. -
Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know. -
German Property Group (GPG) companies enter preliminary bankruptcy proceedings
Joint statement from the FCA, the FSC) and the Financial Ombudsman Service on an unregulated, overseas property investment scheme. -
Advantages of mainstream investments
There are many kinds of mainstream investments, appealing to a broad range of consumers and offering a convenient way to target attractive long-term returns. -
Exploring Synthetic Data Validation – privacy, utility and fidelity
This paper explores the insights from a roundtable event hosted by the FCA, the Information Commissioner’s Office, and the Alan Turing Institute. -
Investing in crypto
A common phrase in the crypto community is ‘do your own research’ as it’s important to understand what you are buying. Investments in crypto can be complex, making it difficult to understand the risks associated with the investment.