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Showing 63 to 72 of 380 search results for Transforming culture in financial services.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  3. 2016 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2016. 

  4. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    Misleading advertisements, the mis-selling of low value insurance and poor complaints handling contribute significantly to the general public’s mistrust of financial services. ... People should be able to feel proud to be a member of the financial

  5. Learning the lessons of the past as an industry

    Speeches Published: 02/12/2014 Last modified: 04/02/2015
    We are beginning to rebuild a culture within financial services that is more centred on consumer needs, with a regulator in place that has the right tools and approach, to uphold ... As a result, together with the industry, we are beginning to rebuild a

  6. 2018 fines

    News stories Published: 08/01/2018 Last modified: 15/01/2019
    This table contains information about fines published during the calendar year ending 2018. The total amount of fines is £60,467,212.

  7. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    The general public no longer sees financial services as a profession providing a vital service to individuals and businesses. ... As compliance professionals you know just how tough that is. But we have a common interest in the long-term sustainability

  8. Building firm foundations for healthy cultures

    Speeches Published: 20/11/2023 Last modified: 20/11/2023
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at the XLOD Global London conference.

  9. Regulating in a recovery

    Speeches Published: 13/11/2014 Last modified: 13/11/2014
    Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Looking ahead to 2014

    Speeches Published: 09/12/2013 Last modified: 09/12/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the ICI Global Trading and Market Structure Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  11. Creating and sustaining cultures of compliance: insights from psychology and beyond

    Insight Published: 16/12/2016 Last modified: 17/02/2017
    In addition to calls for stricter penalties for offenders, we have seen notably higher fines imposed since the pre-crisis period, while scrutiny of the culture in financial service firms has ... Conversely, there is some evidence from financial services

  12. Getting culture and conduct right - the role of the regulator

    Speeches Published: 13/07/2016 Last modified: 18/07/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the 2nd Annual Culture and Conduct Forum for the Financial Services Industry in London.
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