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Showing 111 to 120 of 6112 search results for This final notice.

  1. Final Notice 2019: Conwell Civil Engineering Limited [pdf]

    Final notices Published: 06/06/2019
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2022: Bank House Investment Management Limited [pdf]

    Final notices Published: 17/05/2022
    This Final Notice (Bank House Investment Management Limited) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. We imposed a financial penalty

  3. Final Notice 2019: Avonside Home Improvements Limited [pdf]

    Final notices Published: 09/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2019: Bicycle Doctor (South Wales) Ltd [pdf]

    Final notices Published: 01/05/2019
    This final notice (Bicycle Doctor (South Wales) Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]

    Final notices Published: 15/08/2023
    Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy

  6. Final Notice: Rapid Windows (North East) Limited [pdf]

    Final notices Published: 29/05/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2018: Independent Portfolio Managers Limited [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector, mortgage lenders and intermediaries sector and consumer

  8. Final Notice 2023: Sussex Urban Motor Company ltd [pdf]

    Final notices Published: 05/05/2023
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Consumer Credit sector. We refused the firm’s application for authorisation.

  9. Final Notice 2019: Top Car Leasing Limited [pdf]

    Final notices Published: 27/02/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2022: One Life Funeral Planning Limited [pdf]

    Final notices Published: 26/09/2022
    This Final Notice (One Life Funeral Planning Limited) refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation
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