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Showing 221 to 230 of 6146 search results for This Final Notice.

  1. FSA Final Notice 2011: Mr Stephen Robert Allen [pdf]

    Final notices Published: 07/09/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Robert Allen

  2. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

    Final notices Published: 15/04/2016 Last modified: 15/04/2016
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  3. FSA Final Notice 2011: Manzoor Yasin trading as Manzil Estates & Finance [pdf]

    Final notices Published: 25/05/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Manzoor Yasin trading as Manzil Estates & Finance

  4. FSA Final Notice 2012: Mortgages UK 1970 [pdf]

    Final notices Published: 10/05/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Mortgages UK 1970

  5. Final Notice 2024: Victoria Snoddy [pdf]

    Final notices Published: 08/02/2024
    This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application.

  6. Final Notice 2015: Salam Transfer Limited [pdf]

    Final notices Published: 13/11/2015 Last modified: 13/11/2015
    This final notice refers to breaches of the Payment Services Regulations 2009 (the PSRs), Regulation 13, related to lack of fitness/propriety and failing to be open and cooperative with the Financial Conduct Authority. We imposed a refusal of the

  7. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.

  8. FSA Final Notice 2012: Cheshire Mortgage Corporation Limited [pdf]

    Final notices Published: 06/12/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Cheshire Mortgage Corporation Limited

  9. FSA Final Notice 2012: Wood Financial Management Limited [pdf]

    Final notices Published: 11/06/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Wood Financial Management Limited

  10. Final Notice 2017: M V Autos [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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