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Showing 171 to 180 of 6101 search results for This Final Notice.

171. FSA Final Notice 2012: Swift Travels & Estate Agents Limited [pdf]

     Final notices Published: 16/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Swift Travels & Estate Agents Limited

172. FSA Final Notice 2011: South Wales Financial Services Limited (In Liquidation) [pdf]

     Final notices Published: 21/09/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against South Wales Financial Services Limited (In Liquidation)

173. FSA Final Notice 2011: Swift 1st Limited [pdf]

     Final notices Published: 08/09/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Swift 1st Limited

174. Final notice 2016: H Finnikin [pdf]

     Final notices Published: 21/07/2016 Last modified: 21/07/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

175. Final Notice 2017: Tesco plc [pdf]

     Final notices Published: 28/03/2017
     This final notice refers to breaches of s.118(7) related to market abuse in the issuer sector. We imposed a restitution.

176. Final Notice 2023: Statum Limited [pdf]

     Final notices Published: 07/08/2023
     This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

177. Final notice 2016: Mark Kelly [pdf]

     Final notices Published: 09/06/2016 Last modified: 09/06/2016
     This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

178. Final notice 2016: Lester Evans [pdf]

     Final notices Published: 15/04/2016 Last modified: 15/04/2016
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

179. FCA Final Notice 2013: John Douglas Leslie [pdf]

     Final notices Published: 26/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 related to misselling, lack of fitness/propriety in the investment advisers and platforms sector. We imposed a fine and a prohibition order.

180. Final Notice 2022: Bellamachina Ltd [pdf]

     Final notices Published: 20/12/2022 Last modified: 01/03/2023
     This final notice refers to a failure to satisfy the suitability threshold condition (COND).