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Showing 21 to 30 of 1323 search results for This Final Notice refers to breaches of FIT.

21. Final Notice 2015: Kweku Mawuli Adoboli [pdf]

    Final notices Published: 16/10/2015 Last modified: 16/10/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment bank sector. We imposed a prohibition.

22. FCA Final Notice 2014: David John Hobbs [pdf]

    Final notices Published: 25/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the building societies and investment banks sector. We imposed a prohibition.

23. Final Notice 2015: Paul Christopher Ridden [pdf]

    Final notices Published: 18/02/2015 Last modified: 18/02/2015
    This final notice refers to breaches of FIT, related to threshold conditions in the consumer credit sector. We imposed a cancellation.

24. FCA Final Notice 2014: Jonathan Paul Burrows [pdf]

    Final notices Published: 15/12/2014 Last modified: 15/12/2014
    This final notice refers to breaches of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.

25. FCA Final Notice 2014: Michael Stanley Hirst [pdf]

    Final notices Published: 12/12/2014 Last modified: 12/12/2014
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

26. Final Notice 2023: Mark Anthony Jensen [pdf]

    Final notices Published: 13/11/2023
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

27. FCA Final Notice 2014: Leanne Marie Nicholson [pdf]

    Final notices Published: 12/12/2014 Last modified: 12/12/2014
    This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition.

28. Final Notice 2018: Jonathan Mathew [pdf]

    Final notices Published: 02/11/2018
    This final notice refers to breaches of FIT related to benchmarks, a lack of fitness/propriety and wholesale conduct in the retail bank sector. We imposed a prohibition.

29. Final notice 2016: Peter Charles Bottomley [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

30. Final Notice 2018: Edward John Booth [pdf]

    Final notices Published: 25/07/2018
    This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition.