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Showing 1 to 10 of 239 search results for Senior Managers Regime and publish the final.

1. PS16/6: Consequential Changes to the Senior Managers Regime [pdf]

   Policy statements Published: 02/03/2016 Last modified: 02/03/2016
   In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and publish the final rules.

2. Senior Managers and Certification Regime: Finalising FCA rules

   Statements Published: 10/07/2019 Last modified: 10/07/2019
   We have been working closely with HM Treasury on preparation of the Commencement Order needed to enable the FCA to publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR).

3. PS16/6: Consequential Changes to the Senior Managers Regime

   Policy statements Published: 02/03/2016 Last modified: 26/05/2016
   PS16/6: Consequential Changes to the Senior Managers Regime. Policy statements First published:. ... In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and

4. Optimising the Senior Managers and Certification Regime: Policy Statement 19/20 and Feedback to CP 19/4

   News stories Published: 26/07/2019 Last modified: 26/07/2019
   Today we publish final rules on the extension of the Senior Managers and Certification Regime (SM&CR) to FCA solo-regulated firms, including claims management companies.

5. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

   News stories Published: 30/06/2020 Last modified: 02/09/2020
   The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

6. Statement: Strengthening Accountability in Banking

   Statements Published: 03/03/2015 Last modified: 08/09/2016
   new Senior Managers and Certification Regime (SM&CR) will be 7 March 2016 and that transitional documentation will need to be submitted to the regulators by 8 February 2016. ... The FCA plans to publish a roadmap to commencement later this month which

7. FCA publishes final rules to make those in the banking sector more accountable

   Press Releases Published: 07/07/2015 Last modified: 19/04/2016
   The final rules cover the Senior Managers Regime; the Certification Regime; and new Conduct Rules. ... In particular:. The Senior Managers Regime focuses on individuals who hold key roles and responsibilities in relevant firms.

8. CP16/1: Consequential changes to the Senior Managers Regime

   Consultation papers Published: 06/01/2016 Last modified: 02/03/2016
   CP16/1: Consequential changes to the Senior Managers Regime. Consultation papers First published:. ... CP16/1: Consequential changes to the Senior Managers Regime.

9. Strengthening accountability in banking and insurance: regulatory references final rules: PS16/22

   Policy statements Published: 28/09/2016 Last modified: 24/02/2017
   We are publishing our final rules on regulatory references. 

10. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The