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Showing 151 to 160 of 3375 search results for Sector%20Views.

  1. Decision Notice 2022: C [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  2. Decision Notice 2022: B [pdf]

    Decision notices Published: 30/11/2022
    This Decision Notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety and failing to act with integrity in the Wealth Management and Private Banking sector. Our view is that a prohibition should be imposed.

  3. Digital Sandbox

    Tasks for firms Focus areas Published: 29/04/2020 Last modified: 07/05/2024
    The Digital Sandbox supports innovators and data providers at various stages of product development.

  4. CP21/4: Funeral plans: Proposed approach to regulation [pdf]

    Consultation papers Published: 02/03/2021
    Consultation Paper on our proposed approach to regulating the funeral plans sector.

  5. FCA launches market study on competition in the mortgage sector

    Press Releases Published: 12/12/2016 Last modified: 10/04/2024
    The FCA launched a market study to consider whether competition in the mortgage sector can be improved to benefit consumers.

  6. New appointment to FCA Board announced

    News stories Published: 12/04/2020 Last modified: 14/04/2023
    The Treasury confirms the appointment of Sophie Henderson as a Non-Executive Director to the FCA Board.

  7. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  8. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    And that hit has been felt at all levels – from retail consumers, to institutional, to market participants, to the public and political perception of the sector. ... As compliance professionals you know just how tough that is. But we have a common

  9. Final Notice 2022: E.A. McCarroll [pdf]

    Final notices Published: 29/09/2022
    This Final Notice (E.A. McCarroll) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  10. FCA launches Call for Inputs on competition in the mortgage sector

    Press Releases Published: 06/10/2015 Last modified: 09/05/2024
    The FCA has launched a Call for Input on competition in the mortgage sector to identify potential areas where competition may not be working well and could be improved.