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Showing 91 to 100 of 4938 search results for Sector Views.

91. Fair treatment of customers

    Tasks for regulated firms Published: 12/05/2015 Last modified: 15/02/2023
    All firms must be able to show consistently that fair treatment of customers is at the heart of their business model. Learn more about what is expected.

92. Personal data and supervision

    Last modified: 13/12/2023
    How and why the FCA uses personal data to carry out its supervision functions.

93. Unfair contract terms library

    Tasks for firms Published: 03/08/2015 Last modified: 31/10/2023
    The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

94. The retail intermediary market data 2022

    Data Published: 03/08/2023 Last modified: 03/08/2023
    This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR).

95. Changes in mortgage regulation

    Speeches Published: 11/11/2015 Last modified: 11/11/2015
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations, delivered at the Council of Mortgage Lenders conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

96. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    we have answered over 144,000 calls in our Contact Centres. We have taken on, from 1 April this year, the regulation of consumer credit.This is a sector which provides ... to take action to back that up.So there has already been a significant number of

97. Overview of competition at the FCA

    Speeches Published: 03/08/2017 Last modified: 03/08/2017
    Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

98. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    And that hit has been felt at all levels – from retail consumers, to institutional, to market participants, to the public and political perception of the sector. ... As compliance professionals you know just how tough that is. But we have a common

99. Decision Notice 2022: Craig Donaldson [pdf]

    Decision notices Published: 12/12/2022
    The Decision Notice refers to Craig Donaldson being knowingly concerned in the Bank’s breach of Listing Rules (LR 1.3.3R) in the Retail Bank sector. Our view is that a financial penalty be imposed.

100. Financial promotions quarterly data 2024 Q1

     Data Published: 26/04/2024 Last modified: 26/04/2024
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024.