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Showing 141 to 150 of 4936 search results for Sector Views.

141. The retail intermediary market 2020

     Data Published: 29/07/2021 Last modified: 21/07/2022
     This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR).

142. Data Bulletin: March 2018 - Pensions and retirement income market

     Data Published: 20/04/2018 Last modified: 21/08/2019
     This issue of the Data Bulletin focuses on how the pensions and retirement income market is evolving.

143. Our supervision overview

     Speeches Published: 02/06/2014 Last modified: 03/06/2014
     Speech by Clive Adamson, Director of Supervision, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

144. The FCA publishes its Mission and Business Plan

     Press Releases Published: 18/04/2017 Last modified: 11/04/2024
     The FCA has published its Mission, which gives firms and consumers greater clarity about how the FCA prioritises its interventions in financial markets.

145. Brexit and beyond

     Speeches Published: 21/03/2019 Last modified: 21/03/2019
     Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

146. The coronavirus (Covid-19) financial resilience survey data

     Data Published: 07/01/2021 Last modified: 07/01/2021
     The results from the FCA's financial resilience surveys that were sent to 23,000 regulated firms. Through the surveys the FCA is understanding the real-time effect the pandemic is having on the finances of the firms it prudentially regulates.

147. Final Notice 2023: Amigo Loans Ltd [pdf]

     Final notices Published: 14/02/2023
     This Final Notice refers to breaches of Principle 2 (skill, care and diligence), Principle 3 (management and control) and Principle 6 (customers’ interests) related to failure to conduct adequate affordability checks in the Consumer Credit sector.

148. Robo Advice: an FCA perspective

     Speeches Published: 02/11/2017 Last modified: 02/11/2017
     Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA

149. Decision Notice 2023: David Edward Weller [pdf]

     Decision notices Published: 05/05/2023
     This Decision Notice (David Edward Weller) refers to breach of Conduct Rule 1 (COCON 2.1.1R) related to failing to act with integrity in the private banking sector. Our view is that a financial penalty of £54,000 and prohibition should be imposed.

150. Decision Notice 2023: Nailesh Manubhai Teraiya [pdf]

     Decision notices Published: 18/03/2024
     This Decision Notice refers to breaches of APER 1 related to a trading strategy which resulted in unlawful tax reclaims in the trading firms sector. Our view is that a financial penalty and prohibition should be imposed.