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Showing 31 to 40 of 246 search results for SAFE IG.

31. Safe Regulated Investments/ RS Investments

    Warnings Published: 13/03/2019 Last modified: 14/04/2021
    Safe Regulated Investments/ RS Investments is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

32. Regulating in a recovery

    Speeches Published: 13/11/2014 Last modified: 13/11/2014
    Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

33. FCA Final Notice 2013: Safe Reliable Services Limited [pdf]

    Final notices Published: 04/11/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

34. SafeInvest

    Warnings Published: 08/05/2018 Last modified: 08/05/2018
    SafeInvest is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

35. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.

36. Early pension release

    Scams Published: 19/04/2016 Last modified: 17/08/2018
    Find out how early pension release works and why accessing your pension before you are 55 will cost you most of the money in it.

37. Regulatory sandbox

    Documents Published: 10/11/2015 Last modified: 09/11/2016
    We believe there is opportunity to expand Project Innovate and introduce a regulatory sandbox that is a ‘safe space’ in which businesses can test innovative products, services, business models and delivery

38. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 18/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

39. External audit requirements

    Tasks for regulated firms Published: 11/05/2015 Last modified: 09/02/2023
    Some firms need to appoint an auditor to do an external audit. Read more about the external audit requirements for firms that are not PRA-regulated.

40. Client assets and coronavirus (Covid-19)

    Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
    Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).