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Showing 11 to 20 of 1647 search results for Retail Conduct Risk.
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What makes good conduct regulation?
Speech by John Griffith Jones, Chairman at the FCA, delivered at the Cambridge Judge Business School. -
Insurance Conduct of Business Sourcebook (ICOBS)
Read more about ICOBS, our Handbook rules regulating general and protection insurance products sales. -
Methodology note on calculating capital pressures
In November 2012 the interim Financial Policy Committee recommended that the FSA takes action to ensure that the capital of UK banks and building societies reflects a proper valuation of their assets, a realistic assessment of future conduct costs -
Investor protection in the UK: New tools, new challenges
Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments
Financial Conduct Authority consults on restrictions on the retail distribution of regulatory capital instruments. ... The Financial Conduct Authority (FCA) is proposing to place new requirements that would apply when mutual society shares are sold to -
CP16/40: Enhancing conduct of business rules for firms providing contract for difference products to retail clients
This consultation outlines our concerns around increasing evidence of poor conduct and risks to investor protection from retail contracts for differences (CFDs) and proposes a package of policy measures designed to address those risks. -
Conduct risk during LIBOR transition: Questions and answers
News story on conduct risk during LIBOR transition: Questions and answers for firms -
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation
Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation. ... The Financial Conduct Authority (FCA) has announced plans to look into how firms can reduce the risk of traders manipulating key benchmarks as a central part -
Karina McTeague speech on retail banking and payments at the PayExpo 2017
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the PayExpo 2017 on changes within the payments landscape. -
Supervision
Find out more about the FCA's approach to supervising firms.