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Showing 161 to 170 of 16963 search results for Register under.

  1. Partial amendment to rules form [docx]

    Forms Published: 02/09/2019
    Mutual societies form. Use this to register a partial rule change for a society registered under the Friendly Societies Act 1974
  2. Information on investigations opened under the Senior Managers' Regime - June 2022

    FOI Release Date of Release: 22/06/2022
    The FCA provides information on investigations opened under the Senior Managers' Regime.
  3. Personal data and mutuals registration

    Last modified: 22/02/2023
    How and why the FCA uses personal data that is collected for mutuals registration.
  4. Complete amendment of rules form [docx]

    Forms Published: 02/09/2019
    Mutual societies form. Use this to register a complete rule change for a society registered under the Friendly Societies Act 1974.
  5. Silverbird Global Limited (SGL) enters special administration

    Firms in administration News stories Published: 14/03/2024 Last modified: 15/03/2024
    On 13 March 2024, Silverbird Global Limited entered special administration. FRP Advisory Trading Limited are administrators.
  6. Electronic money institution applicants

    Firm authorisation Electronic money and payment institutions Published: 09/05/2015 Last modified: 26/03/2024
    Find out what conditions you must meet to become an e-money institution, and what to include in your application to be authorised by or registered with the FCA.
  7. Aston Forex / Aston Markets

    Warnings Published: 11/04/2013 Last modified: 21/08/2013
    We (the Financial Conduct Authority – FCA) have published this statement today in order to warn investors against dealing with unauthorised firms.
  8. RMA-C Client money and assets: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/05/2021
    RMA-C Client money and assets.
  9. Funeral plans: check your provider is authorised

    Consumers Published: 24/08/2021 Last modified: 13/03/2024
    Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t.
  10. Consumer protection in the listing regime

    Speeches Published: 21/03/2014 Last modified: 28/03/2014
    We recognised that a significant number of listed companies have large shareholders on their registers, and that the overwhelming majority of them are governed very effectively. ... Under this model the listing authority largely (although not exclusively)