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Showing 101 to 110 of 21451 search results for Register of firms.

  1. Apply to be a registered AIFM

    Focus areas Published: 06/06/2016 Last modified: 05/07/2023
    Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers.
  2. Firms

    Firms Last modified: 27/07/2022
    Tasks for regulated firms and authorisation information for new firms
  3. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out how your firm can register on FCA Connect.
  4. RegData

    Registers and systems Published: 16/06/2020 Last modified: 13/02/2023
    RegData is the FCA's data collection platform for gathering regulatory data from firms. It replaced Gabriel and makes it easier to submit your firm's data.
  5. Privacy notice

    Last modified: 16/04/2024
    The FCA's privacy notice explains how and why it uses your personal data.
  6. 2013 Disclosure Log

    Last modified: 22/11/2021
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2013. 
  7. Fees and levies

    Tasks for firms Published: 08/05/2015 Last modified: 13/07/2023
    Find out about the fees the FCA charge and what they cover, and the levies they collect for organisations that are part of the regulatory system.
  8. Benchmarks

    Markets Regulated markets Published: 22/04/2016 Last modified: 14/12/2022
    Benchmarks are used in a wide range of markets including helping to set prices and measure performance. Find out more about Benchmarks and our work in this area.
  9. Requests for letters of goodstanding

    Last modified: 14/10/2020
    Whether the firm has been subject to censure, criticism or disciplinary proceedings by us. ... Individual. Firm name. Firm reference number (FRN). FS Register. You can check theFRN on the FS Register..
  10. Financial crime in the payments and e-money sector: webinar

    Events Published: 03/07/2023 Last modified: 03/07/2023
    Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector .