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Showing 41 to 50 of 1218 search results for Public%20Register.

  1. Navigating the public disclosure regime as an SME

    Events Last modified: 06/11/2019
    An FCA event for SMEs seeking to increase their knowledge of the UK public disclosure regime
  2. Update on our public statement on the London Metal Exchange

    Statements Published: 03/03/2023 Last modified: 06/03/2023
    The Financial Conduct Authority's update to its April 2022 statement on the London Metal Exchange
  3. Proxy advisors

    Markets Published: 18/12/2019 Last modified: 17/04/2024
    Proxy advisors offer research, advice or recommendation services. Read more about the Proxy Advisors Regulations, joining our public list and reporting breaches.
  4. Finding your registered documents

    Tasks for regulated firms Published: 12/05/2015 Last modified: 24/02/2023
    How to get information about your mutual society, including original registration documents, copies of your rules, and other registered documents.
  5. FCA Annual Public Meeting 2014

    News stories Published: 17/07/2014 Last modified: 05/08/2014
    FCA Annual Public Meeting 2014. News stories First published:. 17/07/2014. Last updated: 05/08/2014. ... FCA Annual Public Meeting 2014.
  6. Price: the cornerstone of markets

    Speeches Published: 03/02/2014 Last modified: 18/01/2017
    Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the
  7. The FCA response to Complaint Commissioner's Report FCA001771 [pdf]

    Corporate documents Published: 20/10/2022
    The FCA response to Complaint Commissioner's Report FCA001771
  8. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.
  9. Mutual Societies Public Records Order Form [doc]

    Forms Published: 01/04/2013 Last modified: 09/04/2013
  10. Statement on EBA guidelines on remuneration policies for public consultation

    Statements Published: 04/03/2015 Last modified: 04/03/2015
    Statement on EBA guidelines on remuneration policies for public consultation. Statements First published:. ... The European Banking Authority (EBA) has today published draft guidelines on remuneration policies for public consultation.