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Showing 161 to 170 of 1219 search results for Public%20Register.

  1. FCA Final Notice 2014: Andrew Barlas [pdf]

    Final notices Published: 24/09/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 1 related to mortgage fraud in the mortgages sector. We imposed a public censure.

  2. Information for societies on community shares

    Mutual societies Published: 10/05/2023 Last modified: 10/05/2023
    Co-operative and community benefit societies can issue shares to the public to raise money to help run the society. Find out more about these ‘community shares’.

  3. Public offers – the six-day rule – Primary Market/TN/603.2 [pdf]

    Primary market Published: 17/12/2019
    The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.

  4. FCA Decision Notice 2016: Andrew Tinney [pdf]

    Decision notices Published: 14/09/2016 Last modified: 16/08/2019
    This decision notice refers to breaches of APER 1 and FIT related to culture/governance, failing to be open and co-operative and a lack of fitness/propriety in the wealth management and private banking sector. Our view is that a public censure and

  5. Principles of good regulation

    About us How we regulate Published: 21/04/2016 Last modified: 07/07/2016
    We must consider the principles of good regulation when carrying out our work. And regulated firms must adhere to the principles for businesses, which are their fundamental obligations as set out in our Handbook.

  6. The FCA and mutual societies

    Tasks for regulated firms Published: 10/05/2015 Last modified: 24/02/2023
    Find out about our role in registering mutual societies.

  7. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FSA Supervisory Notice 2008: Heritable Bank Public Limited Company [pdf]

    Supervisory notices Published: 01/10/2008 Last modified: 14/06/2014
    FSA Supervisory Notice 2008: Heritable Bank Public Limited Company

  9. Transcript of Annual Public Meeting 2022 [pdf]

    Transcripts Published: 18/10/2022
    The transcript of the Financial Conduct Authority's Annual Public meeting for 2022

  10. Developing your career

    Published: 28/09/2016 Last modified: 20/10/2022
    Find out how we support you throughout your career with us, with a combination of on-the-job learning and opportunities to join development programmes.