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Showing 151 to 160 of 1221 search results for Public%20Register.

  1. Accomplishments of the last 5 years

    Speeches Published: 14/03/2018 Last modified: 14/03/2018
    Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

  2. Final notice 2016: Gavin Breeze [pdf]

    Final notices Published: 15/07/2016 Last modified: 15/07/2016
    This final notice refers to breaches of s.118(2) and (3) Financial Services and Markets Act 2000 related to market abuse in the issuer sector. We imposed a fine, required restitution and a public censure.

  3. UKLA Procedural Note 904.3 - Public offer prospectus - Drafting and approval [PDF] [pdf]

    UK Listing Authority Published: 30/03/2017

  4. Whistleblowing: How to make a report

    Firms Published: 21/10/2020 Last modified: 01/02/2024
    Find out how to report your concerns to the FCA's Whistleblowing team and what happens to your information once you have made a report

  5. Digital Sandbox

    Tasks for firms Focus areas Published: 29/04/2020 Last modified: 07/05/2024
    The Digital Sandbox supports innovators and data providers at various stages of product development.

  6. UK recovery and resolution

    Firms Published: 24/05/2016 Last modified: 10/02/2023
    Read about the recovery and resolution regime for certain firms that we prudentially regulate, including which firms are affected and what you need to do.

  7. UKLA Technical Note - Public Offers – the Six-day rule [pdf]

    UK Listing Authority Published: 16/07/2013 Last modified: 30/07/2013

  8. UKLA Technical Note - Public Offers [pdf]

    UK Listing Authority Published: 16/07/2013 Last modified: 30/07/2013

  9. Transcript of Annual Public Meeting 2023 [pdf]

    Transcripts Published: 26/10/2023
    The transcript of the Financial Conduct Authority's Annual Public meeting for 2023.

  10. Initial Coin Offerings

    Statements Published: 12/09/2017 Last modified: 27/02/2019
    Consumer warning about the risks of Initial Coin Offerings (‘ICOs’)