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Showing 101 to 110 of 1218 search results for Public%20Register.

  1. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.

  2. FCA classified information

    Last modified: 23/02/2023
    Read guidance for external recipients handling FCA classified information.

  3. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  4. Our Annual Report and Accounts 2020/21

    Annual reports Published: 15/07/2021 Last modified: 08/02/2022
    The Annual Report and Accounts 2020/21 shows how the FCA's work over the last year has met its objectives and delivered the key priorities in its Business Plan 2020/21. 

  5. FCA response to Complaint's Commisioneer's Report FCA001677 [pdf]

    Published: 06/10/2022
    The FCA response to Complaint's Commissioner's Report FCA001677

  6. Speech: Beyond economics?

    Insight Published: 25/01/2017 Last modified: 28/02/2017
    behavioural analysis to promote firms’ compliance – a new paper. Third, two examples from public sector management:. ... We see possible help with this in the public sector management literature on ‘wicked problems’.

  7. The FCA response to Complaint's Commissioner's Report FCA001707 [pdf]

    Published: 06/10/2022
    The FCA response to Complaint's Commissioner's Report FCA001707

  8. FCA Annual Public Meeting 2014

    News stories Published: 17/07/2014 Last modified: 05/08/2014
    FCA Annual Public Meeting 2014. News stories First published:. 17/07/2014. Last updated: 05/08/2014. ... FCA Annual Public Meeting 2014.

  9. Personal data and enforcement

    Last modified: 22/02/2023
    How and why the FCA uses personal data to carry out its enforcement functions.

  10. Annual Public Meeting 2020 transcript [pdf]

    Transcripts Published: 28/09/2020 Last modified: 28/09/2020
    We held our Annual Public Meeting as a virtual event on Thursday 24 September 2020