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Showing 171 to 180 of 15311 search results for Public Register.

171. Information on the Senior Managers Certification Regime fines - April 2022

     FOI Release Date of Release: 22/04/2022
     The FCA provides information on how many fines were issued to Senior managers.

172. UK MiFID framework notifications

     Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
     If you’re an authorised investment firm find out more about the notifications you may need to make.

173. Cultural evolution: how culture must change to meet expectations

     Speeches Published: 26/06/2023 Last modified: 26/06/2023
     Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum.

174. UK Financial Investment Ltd (clone of a UK registered company)

     Warnings Published: 24/10/2017 Last modified: 24/10/2017
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

175. Changes to UK EMIR reporting requirements: draft questions and answers

     Consultation papers Published: 01/03/2024 Last modified: 02/05/2024
     The FCA is seeking feedback alongside the Bank of England (the Bank) on our draft guidance for reporting under the revised UK EMIR Article 9 reporting requirements.

176. Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector

     Statements Published: 11/03/2022 Last modified: 11/03/2022
     The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February.

177. FCA response to the independent panels’ annual reports

     Corporate documents Published: 01/02/2024 Last modified: 07/02/2024
     In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports.

178. Covid-19: savers stay calm and don't rush financial decisions

     Press Releases Published: 01/04/2020 Last modified: 03/04/2020
     The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

179. Ownbrix Client Services Limited / OwnBrix International Ltd / Ownbrix

     Warnings Published: 09/02/2015 Last modified: 09/02/2015
     Ownbrix Client Services Limited / OwnBrix International Ltd / Ownbrix is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

180. FCA wins case against Capital Alternatives Limited and others

     Press Releases Published: 26/03/2018 Last modified: 24/11/2021
     The High Court found that Capital Alternatives Limited, Renwick Haddow, Marcia Hargous, Robert McKendrick and others should pay a total of £16.9m in restitution for their roles in four unauthorised collective investment schemes which were