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Showing 1 to 11 of 77 search results for Principals and their appointed representatives in the general insurance sector.

1. General Insurance pricing practices market study

   We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified.

2. PS22/11: Improving the Appointed Representatives regime

   Policy statements Published: 02/08/2022 Last modified: 12/12/2022
   We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34

3. Principals and appointed representatives

   Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
   If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.

4. Appointed representatives and consumer credit firms

   New firm authorisation Tasks for regulated firms Published: 11/05/2015 Last modified: 15/12/2022
   Learn about when you can be an appointed representative (AR), or act as an agent, for a consumer credit firm.

5. Videos: Principals and their appointed representatives in the general insurance sector

   Last modified: 06/03/2017
   We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6). Below, you can view the presentations in our videos from the event.

6. TR16/6: Principals and their appointed representatives in the general insurance sector

   Thematic reviews Published: 22/07/2016 Last modified: 21/06/2017
   This report sets out the findings from our thematic review of principal firms and their appointed representatives in the general insurance sector. ... TR16/6:Principals and their appointed representatives in the general insurance sector (PDF).

7. Slides - Principals and their appointed representatives in the general insurance sector event [pdf]

   Corporate documents Published: 07/09/2016
   We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6).

8. Impact assessment: Thematic review: Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector [pdf]

   Impact assessments Published: 23/06/2017
   This impact assessment relates to the thematic review of Principals and their Appointed Representatives (ARs) in the General Insurance (GI) sector. It has been verified by the Regulatory Policy Committee.

9. FCA finds failings in the oversight of appointed representatives in the general insurance sector

   Press Releases Published: 22/07/2016 Last modified: 22/07/2016
   The Financial Conduct Authority (FCA) has found significant shortcomings in the control and oversight of appointed representatives by their principal firms in the general insurance sector in a thematic review published ... Thematic review: TR16/6:

10. TR16/6: Principals and their appointed representatives in the general insurance sector [pdf]

    Thematic reviews Published: 22/07/2016 Last modified: 22/07/2016

11. TR16/6: Principals and their appointed representatives in the general insurance sector – and follow-up work [pdf]

    Thematic reviews Published: 21/06/2017
    Our findings, expectations and actions from this thematic review.