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Showing 92 to 101 of 130 search results for Primary Market Bulletin No.17.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. Primary Market Bulletin 9 - Blackline key amendments [pdf]

    Newsletters Published: 27/11/2014 Last modified: 03/08/2016

  3. Primary Market Bulletin 8 - Blackline key amendments [pdf]

    Newsletters Published: 06/08/2014 Last modified: 03/08/2016

  4. Short selling

    Markets Short selling Published: 12/05/2016 Last modified: 28/11/2023
    We have regulated short selling and certain aspects of credit default swaps (CDS) in the UK since 1 November 2012. Learn more about short selling and our powers.

  5. Primary Market Bulletin 11 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.

  6. Primary Market Bulletin 12 - Key amendments [pdf]

    Newsletters Published: 30/03/2015 Last modified: 03/08/2016
    Changes made to the technical notes as a result of the feedback received.

  7. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

  8. Primary Market Bulletin 7 - Blackline key amendments [pdf]

    Newsletters Published: 07/10/2013 Last modified: 03/08/2016

  9. FSA - Primary Market Bulletin No.4: Text amended [pdf]

    Newsletters Published: 06/12/2012 Last modified: 03/08/2016
    The listing and prospectus regimes are separate. An issuer who requires its securities to be admitted to the Official List maintained by the UKLA must apply to us for those securities to be listed. The issuer must then meet whichever set of listing

  10. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.

  11. Exemptions from short-selling requirements

    Markets Short selling Published: 12/05/2016 Last modified: 31/08/2023
    The EU Short Selling Regulation (SSR) introduced a private and public notification regime for investors. Learn more about exemptions, requirements, ESMA and SSR.