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Showing 371 to 380 of 404 search results for Powers in relation to LIBOR.

  1. Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector

    Press Releases Published: 16/03/2015 Last modified: 16/03/2015
    fitness and propriety (by firms as well as by regulators) and strengthened powers of approval and enforcement for the regulators. ... relation to which the contravention occurred is guilty of misconduct, unless they satisfy the relevant regulator that

  2. FCA orders WealthTek Limited Liability Partnership to cease operations as High Court appoints Joint Special Administrators and arrest made

    News stories Published: 05/04/2023 Last modified: 14/09/2023
    BDO LLP to take interim control of WealthTek Limited Liability Partnership.

  3. A strategy for positive change: our ESG priorities

    Corporate documents Published: 03/11/2021 Last modified: 21/11/2022
    The FCA's environmental, social and governance (ESG) strategy sets out our target outcomes and the actions we expect to take to deliver these, to support the transition to a net zero economy.

  4. FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing

    Press Releases Published: 28/09/2014 Last modified: 05/04/2023
    The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal

  5. The FCA’s approach to Brexit: our preparations and our vision for the future

    Speeches Published: 19/07/2018 Last modified: 09/10/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK.

  6. CP16/7: Payment Accounts Regulations 2015 - draft Handbook changes and draft guidance

    Consultation papers Published: 02/03/2016 Last modified: 02/03/2016
    introduce new regulatory reporting requirements in relation to switching and payment accounts with basic features. ... update our Decision Procedures and Penalties Manual (DEPP) and Enforcement Guide (EG) to reflect the powers of enforcement we have been

  7. Temporary intervention on the marketing of speculative mini-bonds to retail investors

    Decisions and notices Temporary product interventions Published: 26/11/2019 Last modified: 26/11/2019
    We are introducing temporary rules to prevent consumer harm, by banning the promotion of high risk speculative mini-bonds to most retail consumers.

  8. Andrew Bailey speech on retail banking in the UK - reflections from the FCA

    Speeches Published: 29/06/2017 Last modified: 29/06/2017
    Speech by Andrew Bailey, Chief Executive of the FCA, at the BBA Retail Banking Conference on retail banking in the UK – reflections from the FCA.

  9. A changing landscape: the FCA’s strategic priorities for the pensions sector

    Speeches Published: 04/07/2019 Last modified: 04/07/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

  10. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    The Upper Tribunal (Tribunal) has released its decision in relation to Tariq Carrimjee of Somerset Asset Management LLP (Somerset). ... It remains open to the parties to appeal this judgment. This decision follows the Final Notices issued to Mr Goenka,
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