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Showing 311 to 320 of 401 search results for Powers in relation to LIBOR.
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Former equities trader pleads guilty to insider dealing
Damian Clarke, a former equities trader at Schroders Investment Management Limited, pleaded guilty at Southwark Crown Court to nine counts of insider trading. -
The expanding scope of individual accountability for corporate misconduct
Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement -
Insider dealers sentenced in Operation Tabernula trial
In a case brought by the Financial Conduct Authority (FCA), Martyn Dodgson, a senior investment banker, and Andrew Hind, a Chartered Accountant, have today been sentenced at Southwark Crown Court to 4.5 years and 3.5 years imprisonment. -
Building a financial regulatory system suitable for the UK in the new era
Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables. -
PS15/18: FCA Competition Concurrency Guidance and Handbook amendments: Feedback on CP15/01, finalised guidance and rules
We report on the main issues arising from CP15/01 FCA Competition Concurrency Guidance and Handbook amendments. -
CP18/5: EU Benchmarks Regulation Implementation (DEPP and EG)
We are consulting on changes to our Handbook because of the changes introduced by the EU Benchmarks Regulation and the UK Benchmarks Regulations 2018. -
The FCA’s Business Plan and Priorities
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at the BIBA 2018 Annual Conference & Exhibition, Manchester -
FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives
This is the first time the FCA has used its suspension or restriction powers to punish a firm for serious misconduct. ... The FCA has required the firms to conduct further Past Business Reviews (PBR) in relation to its pension-switching recommendations -
GC21/1: Primary Market Bulletin No. 34
We are consulting on proposed changes to the Knowledge Base. -
CP23/30: Operational resilience: Critical third parties to the UK financial sector
We set out, jointly with the PRA and the Bank, the proposed requirements and expectations for critical third parties (CTPs).