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Showing 151 to 160 of 327 search results for Powers in relation to LIBOR.

  1. Approved Persons help text: Connect

    Registers and systems Published: 12/05/2016 Last modified: 20/08/2020
    Approved persons help text
  2. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    In the first use of new consumer protection powers, the Financial Conduct Authority (FCA) will restrict firms from distributing contingent convertible securities (CoCos) to the mass retail market from 1 October ... The rules – known as temporary
  3. About our data

    Last modified: 14/09/2021
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.
  4. FCA fines and bans former RBS trader, Neil Danziger

    Press Releases Published: 08/01/2018 Last modified: 08/01/2018
    The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated
  5. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under
  6. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 16/09/2021
    Notifications and applications under EMIR fall into certain categories. Read more about these notifications and applications in the EMIR and EMIR REFIT regulation and the relevant technical standards.
  7. Transaction reporting fines

    Markets Transaction reporting Published: 29/05/2016 Last modified: 01/04/2019
    In order to be able to effectively monitor for market abuse, competent authorities need to receive complete and accurate information regarding the types of instruments, when and how they are traded, and who has traded them. A failure to submit
  8. FCA business plan and risk outlook published

    Press Releases Published: 23/03/2013 Last modified: 01/05/2013
    The Financial Services Authority (FSA) has published the business plan and risk outlook for the Financial Conduct Authority (FCA) for 2013/14. The FSA will be replaced by the FCA and the Prudential Regulation Authority (PRA) on 1 April 2013.
  9. FCA fines former fund manager Paul Stephany

    Press Releases Published: 05/02/2019 Last modified: 05/02/2019
    The Financial Conduct Authority (FCA) has fined Paul Stephany, a former fund manager at Newton Investment Management Limited, £32,200 for his conduct in relation to an Initial Public Offering (IPO) and a placing.
  10. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.