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Showing 151 to 160 of 342 search results for Powers in relation to LIBOR.

  1. Confirmed industry guidance

    About us How we regulate Published: 21/04/2016 Last modified: 16/11/2021
    Our process for recognising industry guidance, which we describe as 'FCA confirmation'
  2. Approved Persons help text: Connect

    Registers and systems Published: 12/05/2016 Last modified: 20/08/2020
    Approved persons help text
  3. Lloyds Banking Group fined £105m for serious LIBOR and other benchmark failings

    Press Releases Published: 28/07/2014 Last modified: 28/07/2014
    In relation to LIBOR, the firms’ misconduct between May 2006 and June 2009 included:. ... The firms failed to identify, manage or control the relevant risks or meet proper standards of market conduct in relation to both the Repo Rate and LIBOR
  4. Statement on the further investigative steps in relation to RBS GRG

    Press Releases Published: 31/07/2018 Last modified: 31/07/2018
    The Financial Conduct Authority (FCA) has today provided an update on its investigation in to Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).
  5. Transaction reporting fines

    Markets Transaction reporting Published: 29/05/2016 Last modified: 01/04/2019
    In order to be able to effectively monitor for market abuse, competent authorities need to receive complete and accurate information regarding the types of instruments, when and how they are traded, and who has traded them. A failure to submit
  6. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    In the first use of new consumer protection powers, the Financial Conduct Authority (FCA) will restrict firms from distributing contingent convertible securities (CoCos) to the mass retail market from 1 October ... The rules – known as temporary
  7. FCA confirms proposals in the event of a no-deal Brexit

    Press Releases Published: 28/02/2019 Last modified: 15/03/2019
    The Financial Conduct Authority (FCA) has published near-final rules and guidance that will apply in the event the UK leaves the EU without an implementation period.  As most of the changes proposed will be made under powers given to the FCA under
  8. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 16/09/2021
    Notifications and applications under EMIR fall into certain categories. Read more about these notifications and applications in the EMIR and EMIR REFIT regulation and the relevant technical standards.
  9. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.
  10. The risks of token regulation

    Speeches Published: 06/09/2021 Last modified: 06/09/2021
    Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime