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FG21/3: Advising on pension transfers [pdf]
FG21/3: Advising on pension transfers. -
Final Notice 2023: Mr Paul Steel [pdf]
This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition. -
CP22/6: Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme [pdf]
Many members of the British Steel Pension Scheme (BSPS) transferred out of it after being given unsuitable advice and have suffered financial loss as a result. We propose to implement a consumer redress scheme. -
FOI8778 Annex [pdf]
List of firms with permission Advising on Pension Transfers and Pension Opt Outs. -
FG21/3: Advising on pension transfers
This Finalised Guidance (FG) provides non-Handbook guidance to help advisers understand our expectations when advising on pension transfers and conversions. -
Pensions Scam Leaflet BW Screen [pdf]
Leaflet on Pensions Scams - Screen version in black and white. -
Information on millionaire pensions - March 2022
The FCA answers multiple questions regarding £1 million and over pensions. -
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance [pdf]
PS21/21: The stronger nudge to pensions guidance: feedback on CP21/11 and final rules and guidance -
PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs [pdf]
FCA PS21/12: Assessing value for money in workplace pension schemes and pathway investments: requirements for IGCs and GAAs. -
Intergenerational challenges: what Mike and the Mechanics can teach us about pensions
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.