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Final Notice 2023: Keith Dickinson [pdf]
This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £70,000 is being made to the FSCS -
Application for firms setting up and operating of advising on personal pension schemes including SIPPs [doc]
Variation of Permission (VOP) Application -
The new pension flexibilities – update from the FCA
An update on FCA activity on pension flexibilities. -
TR14/12 - Enhanced transfer value pension transfers [pdf]
This report summarises the findings of our thematic research into suitability of bulk pension transfer advice provided by financial advisers where employers offered an enhancement to the transfer value (ETV). It is not general guidance on the -
CP14/11 - Retirement reforms and the Guidance Guarantee [pdf]
Our consultation paper should be read alongside the Government response to their consultation, Freedom and Choice in Pensions, giving more detail on the Guidance Service that will help people make retirement income decisions. -
FS19/5: Effective competition in non-workplace pensions [pdf]
The FCA has published its recent work on competition in the non-workplace pensions market. It is setting out the issues it has identified and seeks stakeholder views to help develop its proposals for change. -
Consumer investments data review 2020
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 January and 31 October 2020. -
FSA - CP12/4 [pdf]
Consultation FSA - CP12/4 - The FSA's Consultation Paper CP12/4 is entitled 'Pension Transfer Value Analysis Assumptions'. It was published in February 2012. Comments should reach us by 27 March 2012. -
FSA Final Notice 2010: Robin Bradford (Life and Pension Consultants) Limited [pdf]
FSA Final Notice 2010: Robin Bradford (Life and Pension Consultants) Limited -
Pensions Scam Leaflet BW Screen [pdf]
Leaflet on Pensions Scams - Screen version in black and white.