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Showing 141 to 150 of 1488 search results for Pensions%20Regulator.

  1. FCA statement on redress methodology for pension transfers

    Statements Published: 03/08/2016 Last modified: 17/01/2017
    The Financial Conduct Authority (FCA) has today announced that it intends to consult in autumn 2016 to update the methodology used to calculate the levels of redress due in cases of unsuitable advice on transfers from defined benefit (DB)

  2. CP16/22: Pension Wise standards: changes for secondary annuity market guidance [pdf]

    Consultation papers Published: 06/09/2016 Last modified: 06/09/2016
    We are consulting on proposed changes to the standards applied to Pension Wise designated guidance providers.

  3. 2019 fines

    News stories Published: 16/01/2019 Last modified: 20/01/2020
    This page contains information about enforcement fines published during the calendar year ending 2019.

  4. Regulating Financial Promotions and Adverts

    Tasks for firms Published: 04/05/2015 Last modified: 20/05/2024
    Promoting services for deposits, investments, mortgages, insurance or consumer credit must comply with financial promotion rules. Learn how to keep your firm's advertising fair and clear.

  5. Institutional disclosure working group

    Investment managers Published: 08/09/2017 Last modified: 16/02/2023
    See how the institutional disclosure working group made its recommendations to the FCA in June 2018.

  6. RegData help and FAQs

    Registers and systems Published: 04/05/2016 Last modified: 13/02/2023
    You can find help and/or FAQs on all the Gabriel data items below and via the links to the right.

  7. Regulating in a recovery

    Speeches Published: 13/11/2014 Last modified: 13/11/2014
    Speech by John-Griffith Jones, FCA Chairman, at the CASS Business School, London. This is the text of the speech as drafted, which may differ from the delivered version.

  8. Impact assessment: CP17/16, PS18/6: Advising on pension transfers [PDF] [pdf]

    Impact assessments Published: 14/08/2019
    This impact assessment relates to CP17/16, PS18/6: Advising on pension transfers. It has been verified by the Regulatory Policy Committee.

  9. Supplement for firms setting up and operating personal pension schemes including SIPPs - notes [doc]

    Forms Published: 01/04/2013 Last modified: 06/11/2023
    Application for Authorisation

  10. About the FCA

    About us What we do Published: 19/04/2016 Last modified: 26/04/2024
    The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.