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Showing 51 to 60 of 769 search results for Pensions transfer advice.

  1. Regulating the pensions and retirement income sector: an FCA perspective

    Speeches Published: 03/10/2019 Last modified: 03/10/2019
    Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.
  2. Retirement income market data 2018/19

    Data Published: 25/09/2019 Last modified: 29/09/2020
    This page provides analysis of the latest data from firms on the retirement income market for 2018/19.
  3. Retail Prices Index changes and DB pension transfer redress

    Statements Published: 03/03/2021 Last modified: 10/03/2021
    We will amend our Finalised Guidance for firms on how to calculate redress for unsuitable DB transfers in mid-March 2021 to reflect Government changes to the way that the Retail Prices Index (RPI) inflation measure is calculated from 2030.
  4. CP18/7: Improving the quality of pension transfer advice [pdf]

    Consultation papers Published: 26/03/2018
    This Consultation Paper follows on from our recent publications on advising on pension transfers: in particular, CP17/16 and PS18/6.
  5. CP22/15: Calculating redress for non-compliant pension transfer advice [pdf]

    Consultation papers Published: 02/08/2022
    CP22/15: Calculating redress for non-compliant pension transfer advice.
  6. Decision Notice 2023: Toni Fox [pdf]

    Decision notices Published: 01/09/2023
    This Decision Notice refers to breaches of APER 1 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. Our view is that a financial penalty, prohibition and withdrawal should be imposed.
  7. PS20/6: Pension transfer advice: feedback on CP19/25 and our final rules and guidance [pdf]

    Policy statements Published: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers.
  8. CP19/25: Pension transfer advice: contingent charging and other proposed changes [pdf]

    Consultation papers Published: 30/07/2019
    This Consultation Paper sets out the FCA's proposed measures to change how advisers manage and deliver pension transfer advice, particularly for defined benefit (DB) to defined contribution (DC) transfers.
  9. Final Notice 2023: Mr Paul Steel [pdf]

    Final notices Published: 04/07/2023
    This Final Notice refers to breaches of APER 1, 2 and 4, and COCON 1 and 3 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a prohibition.
  10. British Steel Pension Scheme redress FAQ

    Tasks for regulated firms Published: 24/05/2022 Last modified: 28/02/2023
    The FCA provides answers to requests for further clarification on our consultation on the BSPS redress scheme.