Search results
Showing 71 to 80 of 4222 search results for Pensions Ltd.
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Regulatory Sandbox accepted firms
Firms that have been accepted into the Regulatory Sandbox, including previous cohorts. -
FCA bans four for 'disgraceful' failings in relation to occupational pension schemes
Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics -
Wellington Court Financial Services Ltd has temporary permissions removed
Wellington Court Financial Services Limited has had its temporary permissions revoked. -
Two individuals face bans and £1.3m fine for pension transfer advice failings
The FCA has decided to fine Toni Fox £681,536 and David Price £632,594 for their roles in operating a flawed pension advice process. -
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. ... Sesame Ltd, the UK’s largest network of financial advisers, has been fined £1,598,000 by the Financial Conduct Authority (FCA) for setting up a pay-to-play -
Complaints data sortable table: 2016 H2
Complaints data sortable table: 2016 H2 -
2019 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2019. -
Money laundering and terrorist financing
Find out more about the regulations and risk-based approach to anti-money laundering. -
Temporary permissions regime (TPR) data: solo-regulated firms
This page provides a data summary of the firms under the temporary permissions regime (TPR). -
Thematic review of Retirement Income Advice
Our findings on how the retirement income advice market is working and whether consumers are receiving appropriate advice on meeting their income needs in retirement.