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Showing 64 to 73 of 155 search results for Paper on transforming culture in financial services.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Transforming to a forward looking, proactive regulator

    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

  3. Culture and Governance

    Read about the FCA's work on culture and governance, including details of how to get involved.

  4. Occasional Paper No. 24: Behaviour and compliance in organisations

    Occasional papers Published: 16/12/2016 Last modified: 16/12/2016
    This paper discusses the factors that influence effective compliance and provides suggestions for how regulators and firms can improve levels of compliance.

  5. Tackling the hard questions

    Speeches Published: 28/04/2016 Last modified: 18/01/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the Thomson Reuters Annual Compliance & Risk Summit on 26 April 2016, in London. This is the text of the speech as drafted, which may differ from the

  6. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Regulation for a different world

    Speeches Published: 06/05/2021 Last modified: 07/05/2021
    Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.

  8. Towards more effective stewardship

    Speeches Published: 03/04/2019 Last modified: 04/03/2022
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the LSE in London.

  9. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  10. Diversity and inclusion: Driving change in our industry

    Speeches Published: 22/11/2022 Last modified: 23/11/2022
    Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference.

  11. Building better foundations in AI

    Speeches Published: 24/01/2023 Last modified: 24/01/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at The Alan Turing Institute’s Framework for Responsible Adoption of Artificial Intelligence in the Financial Services Industry event.

  12. Building a common language in the mortgage market

    Speeches Published: 06/11/2013 Last modified: 06/11/2013
    Speech by Linda Woodall, Director of Mortgages and Consumer Lending FCA at the Council of Mortgage Lenders (CML) - Mortgage Industry Conference and Exhibition. This is the text of the speech as drafted, which may differ from the delivered version.

  13. Data strategy update 2022

    Data Published: 23/06/2022 Last modified: 24/06/2022
    The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus.