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Showing 161 to 170 of 2259 search results for Our Sector Views.

  1. Final Notice 2023: ED&F Man Capital Markets Limited [pdf]

    Final notices Published: 05/06/2023
    This Final Notice refers to breaches of PRIN 2 and PRIN 3 related to wholesale conduct in the trading firm sector. Our view is that a financial penalty should be imposed.

  2. Decicion Notice 2020: Finelease – Leasing European SA [pdf]

    Decision notices Published: 05/08/2020
    This decision notice (Finelease – Leasing European SA) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading

  3. The hallmarks of a future-fit workforce

    Speeches Published: 05/03/2024 Last modified: 05/03/2024
    Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations at TheCityUK and Financial Services Skills Commission Future Skills Conference.

  4. Open regulators and open markets

    Speeches Published: 21/02/2024 Last modified: 21/02/2024
    Speech by Ashley Alder, Chair, delivered at the UK Mission to the European Union.

  5. Data strategy update 2022

    Data Published: 23/06/2022 Last modified: 24/06/2022
    The FCA sets out where it has made progress against its 2020 Data Strategy, where it has more to do, and where it has increased its focus.

  6. Portfolio letter: Wealth Management and Stockbroking Supervision Strategy [pdf]

    Correspondence Published: 30/09/2021
    A letter to provide an update of our view of key harms in this sector, our expectations of firms and a summary of the work we intend to do.

  7. Going green: the FCA’s developing approach

    Speeches Published: 18/10/2018 Last modified: 19/10/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition, delivered at the FCA’s Innovating for a Greener Great Britain event, London.

  8. Robo Advice: an FCA perspective

    Speeches Published: 02/11/2017 Last modified: 02/11/2017
    Speech by Bob Ferguson, Head of Department, Strategy & Competition Division, FCA

  9. Regulatory priorities for retail banking

    Speeches Published: 23/11/2017 Last modified: 23/11/2017
    Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the Westminster Business Forum on retail banking and payments.

  10. Policy development update

    News stories Published: 02/07/2020 Last modified: 10/09/2021
    The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive.
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