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Showing 111 to 120 of 2242 search results for Our Sector Views.
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Apply to become a mortgage broker
Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application. -
Ethics and Economics
Speech by Martin Wheatley, Chief Executive of the FCA, to the Worshipful Company of International Bankers, London 4 March 2014. This is the text of the speech as drafted, which may differ from the delivered version. -
A to Z of financial terms - Our Sector Views
A to Z of financial services to help you understand financial and legal terms. -
AI: Moving from fear to trust
Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services. -
The retail intermediary market 2020
This page provides the FCA's analysis of the intermediary sector in 2020 based on data drawn from the Retail Mediation Activities Return (RMAR). -
FCA Decision Notice 2015: Mark John Owen [pdf]
This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a -
Decision Notice: Robert Ward (Director of BHIM) [pdf]
This decision notice (Robert Ward (Director of BHIM) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a -
The retail intermediary market 2021
This page provides the FCA's analysis of the intermediary sector in 2021 based on data drawn from the Retail Mediation Activities Return (RMAR). -
Climate change and sustainable finance
The FCA's work on climate change and other environmental, social and governance (ESG) issues. -
Access to cash coverage in the UK 2021 Q3
The FCA provides an overview of geographical cash access coverage in the UK at the end of the third quarter of 2021. This is the third in a series of regular updates that will monitor coverage over time.