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Showing 122 to 131 of 157 search results for Modelling integrity through culture.
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Culture and Governance
Read about the FCA's work on culture and governance, including details of how to get involved. -
Blockchain: considering the risks to consumers and competition
Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands. -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
They are in a position to exercise a strong influence on the business and its culture through incentives and the messages that they give to staff. ... This clear line of accountability can have a positive effect on the culture of firms and on outcomes -
From Zeroes to Heroes: How culture in financial services can change for everyone’s benefit
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
Financial Conduct Authority confirms approach to improving responsibility and accountability in the banking sector
The culture of a firm is important in ensuring customers are at the heart of how a business is run. ... A key driver of culture is how people are rewarded and the behaviours that are valued and recognised by the firm. -
Cyber resilience and supplier risk: moving beyond compliance
Speech delivered by Nausicaa Delfas, Chief Operating Officer at the FCA, at the Cyber Security Summit and Expo 2017 -
Retail and Wholesale Banking: review of firms’ whistleblowing arrangements
We have reviewed how firms have implemented our whistleblowing rules. We have published the findings, including the areas of good practice we observed and areas for improvement, together with our expectations on firms’ whistleblowing arrangements. -
Ensuring the UK remains open for business – requirements for foreign-owned firms
Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Effective compliance with the Market Abuse Regulation – a state of mind
This can be in ensuring that through the Sponsor Regime, Premium Listed firms have the appropriate systems and controls in place to ensure timely and accurate disclosures. ... disruptive techniques as we can to prevent abusive behaviour from impacting -
The Financial Conduct Authority named as a Best Employer for Race in new listing
The Financial Conduct Authority has today has been named by Business in the Community as one of the UK’s Best Employers for Race in a new listing published today (1 November 2017). -
The FCA’s approach to supervising wealth management and private banking firms
Speech by Clive Adamson, Director of Supervision, the FCA, at the APCIMS Compliance Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.