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Showing 1 to 11 of 347 search results for MiFID II and IDD.

  1. The basic advice regime under MiFID II & IDD

    Financial advisers Published: 19/04/2018 Last modified: 21/09/2018
    This update includes important information for firms selling stakeholder products using basic advice. These firms should read this update to ensure they understand the impact of MiFID II and IDD, and comply with our standards.
  2. CP17/34: Joint PRA and FCA form, PRA Rulebook, and FCA Handbook changes - MiFID II, IDD and BMR amendments

    Consultation papers Published: 03/10/2017 Last modified: 03/10/2017
    We are jointly consulting with the PRA on proposed changes to forms used by MiFID investment firms.
  3. Regulation round-up April 2018

    Newsletters Published: 19/04/2018 Last modified: 19/04/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  4. Financial Advisers

    Financial advisers Last modified: 13/01/2020
    Financial advisers must be up to speed with the latest, relevant policy to better serve consumers. Read our comprehensive resources for financial advisers here.
  5. Regulation round-up January 2018

    Newsletters Published: 18/01/2018 Last modified: 07/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  6. Regulation round-up November 2017

    Newsletters Published: 16/11/2017 Last modified: 16/11/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  7. Regulation round-up March 2017

    Newsletters Published: 16/03/2017 Last modified: 16/03/2017
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  8. Brexit: information for retail investments firms in the UK

    Firms Published: 26/02/2019 Last modified: 20/12/2019
    The retail investments sector is comprised of many relatively small UK firms servicing primarily UK-based customers. If the UK leaves the EU without a withdrawal agreement (a no-deal scenario), UK firms’ ability to continue to service EEA-based customers (including UK expats) remains a concern. EEA-based customers (including UK expats) holding...
  9. Regulation round-up October 2017

    Newsletters Published: 19/10/2017 Last modified: 19/02/2018
    Regulation round-up is our monthly email to all regulated firms, updating you on the latest news that affects your sector.
  10. Apply for a passport

    Tasks for regulated firms Published: 12/05/2015 Last modified: 04/12/2018
    You can apply for most passports on our online system, Connect.