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Showing 121 to 130 of 266 search results for MiFID II wholesale firms.

  1. Trading venue ID codes

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/01/2023
    Regularly updated lists of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities.

  2. Trade transparency and market liquidity data 2019/20

    Data Published: 10/09/2020 Last modified: 11/06/2021
    In the FCA's 2019/2020 business plan the FCA noted that it tracked the proportions of trades carried out on venues with varying levels of trade disclosure.

  3. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. Reportable instruments

    Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
    Find out from the FCA when a transaction is reportable, and about over-reporting.

  5. Market data reporting and MDP

    Markets Published: 04/09/2016 Last modified: 09/05/2024
    The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.

  6. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

  7. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

  8. Transaction reporting forum

    Markets Transaction reporting Published: 30/05/2016 Last modified: 11/01/2023
    The FCA explain how transaction reporting forums are used.

  9. FCA response to ESMA's public statement on LEIs

    News stories Published: 20/12/2017 Last modified: 20/12/2017
    On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.

  10. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use
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