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Showing 11 to 20 of 134 search results for MiFID II transaction reporting regime.

  1. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  2. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

  3. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

  4. MDP entity portal

    Markets Published: 18/07/2017 Last modified: 04/04/2024
    The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. 

  5. Information on transaction reporting under MiFIR - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA answers questions regarding transaction reporting under MiFIR.

  6. Transaction reporting forum

    Markets Transaction reporting Published: 30/05/2016 Last modified: 11/01/2023
    The FCA explain how transaction reporting forums are used.

  7. Data reporting services providers

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 14/12/2022
    Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm.

  8. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

  9. Brexit resources

    Focus areas Published: 09/03/2018 Last modified: 12/08/2022
    This page lists our news and statements, speeches, publications and other pages related to Brexit.

  10. Information on MiFID 2 transaction reporting - February 2020

    FOI Release Date of Release: 07/02/2020
    FCA provides information on Mifid 2 transaction reporting.
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